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New Explicit Duties and Other Changes
In The
2001 AAMFT Code of Ethics

The following list is intended as a quick reference for therapists, supervisors, students and teachers who need a way to rapidly access the changes in the 2001 AAMFT Code of Ethics. Of course, everyone held to the Code should take the time to thoroughly read and absorb the Code itself.

The goal of the AAMFT Ethics Code Revision Taskforce was not a radically different Code but a clearer and more useful one. Most of the changes in the 2001 Code are instances of taking ethical obligations that were implicit in the 1998 Code and making them explicit. These are called "new explicit duties." Rewording of existing concepts is called "other changes." Very minor editorial changes are not listed.

Former
Principle
New
Principle
What is new?
(Key terms are highlighted)
Preamble Preamble New Explicit Duties:

1) "If the AAMFT Code of Ethics prescribes a standard higher than that required by law, marriage and family therapists must meet the higher standard of the AAMFT Code of Ethics."

2) "Marriage and family therapists comply with the mandates of law, but make known their commitment to the AAMFT Code of Ethics and take steps to resolve the conflict in a responsible manner."

Other changes:
Explanatory comments regarding the purpose of the Code, including: standards are not exhaustive; absence of explicit reference to specific behaviors does not mean behavior is ethical or unethical; encouragement to seek guidance when uncertain; the AAMFT supports legal mandates for reporting alleged unethical conduct.

Explanatory comments regarding the AAMFT's ethics complaint process: process is guided by Procedures for Handling Ethical Matters, accused persons are considered innocent until proven guilty and are entitled to due process.

1.1 1.1 New Explicit Duties: avoid discrimination regarding age, ethnicity, socio-economic status, disability and health status.
-- 1.2 New Explicit Duties: "Marriage and family therapists obtain appropriate informed consent to therapy or related procedures as early as feasible in the therapeutic relationship, and use language that is reasonably understandable to clients. The content of informed consent may vary depending upon the client and treatment plan; however, informed consent generally necessitates that the client: (a) has the capacity to consent; (b) has been adequately informed of significant information concerning treatment processes and procedures; (c) has been adequately informed of potential risks and benefits of treatments for which generally recognized standards do not yet exist; (d) has freely and without undue influence expressed consent; and (e) has provided consent that is appropriately documented. When persons, due to age or mental status, are legally incapable of giving informed consent, marriage and family therapists obtain informed permission from a legally authorized person, if such substitute consent is legally permissible.
1.2 1.3 New Explicit Duty: "Avoid close personal relationships with…the client’s immediate family."

Other changes: Avoid "conditions" that could impair; "multiple" substituted for "dual" relationships.

1.2 1.5 New Explicit Duty: "…In an effort to avoid exploiting the trust and dependency of clients, marriage and family therapists should not engage in sexual intimacy with former clients after the two years following termination or last professional contact. Should therapists engage in sexual intimacy with former clients following two years after termination or last professional contact, the burden shifts to the therapist to demonstrate that there has been no exploitation or injury to the former client or to the client’s immediate family."
-- 1.6 New Explicit Duty : "Marriage and family therapists comply with applicable laws regarding the reporting of alleged unethical conduct."
1.4 1.8 Other changes: Decisions regarding "marriage" is expanded to include: "…relationships such as cohabitation, marriage, divorce, separation, reconciliation, custody, and visitation."
-- 1.13 New Explicit Duty: "Marriage and family therapists, upon agreeing to provide services to a person or entity at the request of a third party, clarify, to the extent feasible and at the outset of the service, the nature of the relationship with each party and the limits of confidentiality."
-- 2.1 New Explicit Duty: "Marriage and family therapists disclose to clients and other interested parties, as early as feasible in their professional contacts, the nature of confidentiality and possible limitations of the clients’ right to confidentiality. Therapists review with clients the circumstances where confidential information may be requested and where disclosure of confidential information may be legally required. Circumstances may necessitate repeated disclosures."
2.1 2.2 New Explicit Duty: "In the context of couple, family or group treatment, the therapist may not reveal any individual’s confidences to others in the client unit without the prior written permission of that individual."

Other changes: The old Principle 2.1 has been reworded as follows:
"Marriage and family therapists do not disclose client confidences except by written authorization or waiver, or where mandated or permitted by law. Verbal authorization will not be sufficient except in emergency situations, unless prohibited by law. When providing couple, family or group treatment, the therapist does not disclose information outside the treatment context without a written authorization from each individual competent to execute a waiver."

2.3 2.4 Other changes: "Marriage and family therapists store, safeguard, and dispose of client records in ways that maintain confidentiality and in accord with applicable laws and professional standards."
-- 2.5 New Explicit Duty: "Subsequent to the therapist moving from the area, closing the practice, or upon the death of the therapist, a marriage and family therapist arranges for the storage, transfer, or disposal of client records in ways that maintain confidentiality and safeguard the welfare of clients."
-- 2.6 New Explicit Duty: "Marriage and family therapists, when consulting with colleagues or referral sources, do not share confidential information that could reasonably lead to the identification of a client, research participant, supervisee, or other person with whom they have a confidential relationship unless they have obtained the prior written consent of the client, research participant, supervisee, or other person with whom they have a confidential relationship. Information may be shared only to the extent necessary to achieve the purposes of the consultation."
3.4 3.1 Other changes: Old Principle 3.4 has been reworded:
"Marriage and family therapists pursue knowledge of new developments and maintain competence in marriage and family therapy through education, training, or supervised experience."
-- 3.2 New Explicit Duty: "maintain adequate knowledge of and adhere to applicable laws, ethics, and professional standards."
-- 3.4 New Explicit Duty: " Marriage and family therapists do not provide services that create a conflict of interest that may impair work performance or clinical judgment."
3.3 3.5 New Explicit Duty: "Marriage and family therapists, as presenters, teachers, supervisors, consultants and researchers, are dedicated to high standards of scholarship, present accurate information, and disclose potential conflicts of interest."
-- 3.6 New Explicit Duty: "… maintain accurate and adequate clinical and financial records."
-- 3.7 New Explicit Duty: "While developing new skills in specialty areas, marriage and family therapists take steps to ensure the competence of their work and to protect clients from possible harm. Marriage and family therapists practice in specialty areas new to them only after appropriate education, training, or supervised experience."
3.5 3.8 Other changes: Old Subprinciple 3.5 regarding "harassment & exploitation" has been split into a new subprinciple 3.8 about harassment and subprinciple 3.9 about exploitation. Subprinciple 3.8 drops protection of actual or potential witnesses or complainants in investigations and ethical complaints.
-- 3.10 New Explicit Duty: " Marriage and family therapists do not give to or receive from clients (a) gifts of substantial value or (b) gifts that impair the integrity or efficacy of the therapeutic relationship."
-- 3.14 New Explicit Duty: " To avoid a conflict of interests, marriage and family therapists who treat minors or adults involved in custody or visitation actions may not also perform forensic evaluations for custody, residence, or visitation of the minor. The marriage and family therapist who treats the minor may provide the court or mental health professional performing the evaluation with information about the minor from the marriage and family therapist’s perspective as a treating marriage and family therapist, so long as the marriage and family therapist does not violate confidentiality."
4.1 4.1 Other changes: "Dual relationships" has been replaced with "conditions and multiple relationships." "When a dual relationship cannot be avoided…" has been replaced with "when the risk of impairment or exploitation exists due to conditions or multiple roles."
-- 4.3 New Explicit Duty: "Should a supervisor engage in sexual activity with a former supervisee, the burden of proof shifts to the supervisor to demonstrate that there has been no exploitation or injury to the supervisee."

Other changes:
"Marriage and family therapists do not engage in sexual intimacy with students or supervisees during the evaluative or training relationship between the therapist and student or supervisee."

-- 4.5 New Explicit Duty: " Marriage and family therapists take reasonable measures to ensure that services provided by supervisees are professional."
4.1 4.6 New Explicit Duty regarding prior relationships: " Marriage and family therapists avoid accepting as supervisees or students those individuals with whom a prior or existing relationship could compromise the therapist’s objectivity. When such situations cannot be avoided, therapists take appropriate precautions to maintain objectivity. Examples of such relationships include, but are not limited to, those individuals with whom the therapist has a current or prior sexual, close personal, immediate familial, or therapeutic relationship."
4.3 4.7 Other changes: Subprinciple 4.3 about supervisee confidences has been reworded: "Marriage and family therapists do not disclose supervisee confidences except by written authorization or waiver, or when mandated or permitted by law. In educational or training settings where there are multiple supervisors, disclosures are permitted only to other professional colleagues, administrators, or employers who share responsibility for training of the supervisee. Verbal authorization will not be sufficient except in emergency situations, unless prohibited by law."
6.1 6.1 Other changes: Subprinciple 6.1 has been expanded to include this clarification: "If the mandates of an organization with which a marriage and family therapist is affiliated, through employment, contract or otherwise, conflict with the AAMFT Code of Ethics, marriage and family therapists make known to the organization their commitment to the AAMFT Code of Ethics and attempt to resolve the conflict in a way that allows the fullest adherence to the Code of Ethics."
-- 6.3 New Explicit Duty: "Marriage and family therapists do not accept or require authorship credit for a publication based on research from a student’s program, unless the therapist made a substantial contribution beyond being a faculty advisor or research committee member. Coauthorship on a student thesis, dissertation, or project should be determined in accordance with principles of fairness and justice."
7.1 7.1 Other changes: "Payment for referrals" is clarified to mean: "kickbacks, rebates, bonuses, or other remuneration for referrals" but "fee-for-service arrangements are not prohibited."
-- 7.2 New Explicit Duties: "Prior to entering into the therapeutic or supervisory relationship, marriage and family therapists clearly disclose and explain to clients and supervisees: (a) all financial arrangements and fees related to professional services, including charges for canceled or missed appointments; (b) the use of collection agencies or legal measures for nonpayment; and (c) the procedure for obtaining payment from the client, to the extent allowed by law, if payment is denied by the third-party payor. Once services have begun, therapists provide reasonable notice of any changes in fees or other charges."
-- 7.3 New Explicit Duty: "Marriage and family therapists give reasonable notice to clients with unpaid balances of their intent to seek collection by agency or legal recourse. When such action is taken, therapists will not disclose clinical information."
-- 7.5 New Explicit Duties if barter is engaged in: "Marriage and family therapists ordinarily refrain from accepting goods and services from clients in return for services rendered. Bartering for professional services may be conducted only if: (a) the supervisee or client requests it, (b) the relationship is not exploitative, (c) the professional relationship is not distorted, and (d) a clear written contract is established."
-- 7.6 New Explicit Duty: "Marriage and family therapists may not withhold records under their immediate control that are requested and needed for a client’s treatment solely because payment has not been received for past services, except as otherwise provided by law."
8.6 8.7 "Persons in their employ" reworded to "employees or supervisees."
-- 8.5 New Explicit duty: In representing their educational qualifications, marriage and family therapists list and claim as evidence only those earned degrees: (a) from institutions accredited by regional accreditation sources recognized by the United States Department of Education, (b) from institutions recognized by states or provinces that license or certify marriage and family therapists, or (c) from equivalent foreign institutions.
8.7 8.8 Reworded to: "Marriage and family therapists do not represent themselves as providing specialized services unless they have the appropriate education, training, or supervised experience."
8.8--8.19 -- These subprinciples, which had to do with permitted forms of referring to the AAMFT name in advertising and public information, have been removed from the Code, as they are not ethical principles per se. Instead, the contents of these subprinciples, including guidelines for using the AAMFT Clinical Member Logo, will be enforced separately as a matter of protecting AAMFT's name and interests as an organization. Only egregious or persistent violations of these guidelines will lead to charges of violating the Code of Ethics itself.

This article first appeared in the June/July, 2001 Family Therapy News and may not be reproduced without attribution.

© Copyright American Association for Marriage and Family Therapy. All rights reserved.
 


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